Safeguard Our Seniors Task Force AGENDA

Meeting on November 13, 2008, in Fort Myers, Florida

I. Welcome from CFO Alex Sink, AARP Florida (Bentley Lipscomb) and Dean Plattner, Economic Crimes Unit

II. Recap of Previous Meeting & Overview of Daytona Beach Outreach (Tammy Teston)

III. Data Trends (Rowell/Reilly/Raulerson)

IV. Senior Story: Mr. Joseph Seale (Anne Ridings, Guardian - Lutheran Services Florida)

V. CASE (Communities Against Senior Exploitation) Program (Stacey Payne, Community Relations Manager for the Lee County Sheriff’s Office)

VI. Raymond James - Discussion of Policy Changes (Sisemore/Scott Stotlz)

  • Product Design and Restriction
  • Surrender Charges and Fees
  • Educational Templates for Distributors & Investors

VII. Regulations (Stafford/Larry Kosciulek , Director of Investment Company Regulation with FINRA/Reilly)

VIII. Disclosures - Suggestions/Solutions on Types of Disclosures Needed (Helms/AARP, Bentley Lipscomb/Elder Bar Representative, Erika Dine)

  • 69B-150.105 Form and Content of Advertisements
  • FINRA 2210. Communications with the Public
  • State of Massachusetts Complaint against Maltz
  • 626.9531 F.S. Identification of insurers, agents, and insurance contracts

Lunch Break

IX. Potential Replacement Scenarios for 65 and older (Summerlin/Gary Englund/Jim Bouterse)

X. Proposed Model Language for Monitoring Standards (Leonard)

XI. AARP Free Lunch Monitor (Bentley Lipscomb)

XII. Public Testimony

XIII. Closing Comments (Tammy Teston)

XIV. Adjourn